Title: Small-Signal Model for Inhomogeneous Helix Traveling-Wave Tubes using Transfer Matrices

Abstract: We introduce a practical method for modeling the small-signal behavior of dispersive and inhomogeneous helix-type traveling-wave tube (TWT) amplifiers based on a generalization of the one-dimensional Pierce model. Our model is applicable to both single-stage and multi-stage TWTs. Like the Pierce model, we assume that electrons flow linearly in one direction, parallel and in proximity to a slow-wave structure (SWS) which guides a single dominant electromagnetic mode. Realistic helix TWTs are modeled with position dependent and frequency-dependent SWS characteristics, such as loss, phase velocity, plasma frequency reduction factor, and interaction impedance. For the multi-stage helix TWT, we provide a simple lumped element circuit model for combining the stages separated by a sever, or gap, which attenuates the guided circuit mode while allowing the space-charge wave on the beam to pass freely to the next stage. The dispersive SWS characteristics are accounted for using full-wave eigenmode simulations for a realistic helix SWS supported by dielectric rods in a metal barrel, all of which contribute to the distributed circuit loss. We compare our computed gain vs frequency, computed using transfer matrices, to results found through particle-in-cell (PIC) simulations and the 1D TWT code LATTE to demonstrate the accuracy of our model. Furthermore, we demonstrate the ability of our model to reproduce gain ripple due to mismatches at the input and output ports of the TWT.